Tag: Regulatory Compliance

seb-board-meeting-in-june-optimizing-regulations-for-2021

SEBI Board Meeting in June: Optimizing Regulations for 2021

The Securities and Exchange Board of India (SEBI) is gearing up for its next board meeting on June 18, where a range of measures are expected to be approved. The aim is to simplify...
a-solutions-for-marketing-and-compliance-operations-at-poonawalla-fincorp

AI Solutions for Marketing and Compliance Operations at Poonawalla Fincorp

Poonawalla Fincorp Limited (PFL) dropped a bombshell today by revealing their adoption of AI-powered solutions in their marketing and compliance departments, marking a huge leap into the digital world for the Mumbai-based non-banking financial...
seb-disposes-of-4200-complaints-in-april-scores-update

SEBI Disposes of 4,200 Complaints in April: SCORES Update

SEBI, the capital markets regulator, knocked out 4,239 complaints using the SCORES platform in April. This online system helps investors file and track complaints against listed companies and intermediaries. The watchdog got 4,341 new...
seb-warning-strata-sm-ret-surrenders-registration-nvestor-caution

SEBI Warning: Strata SM REIT Surrenders Registration – Investor Caution

The Securities and Exchange Board of India (SEBI) is warning investors to steer clear of Strata Small and Medium Real Estate Investment Trust (SM REIT) due to its recent surrender of SEBI registration. The...
gland-pharma-vizag-facility-receives-3-usfda-observations

Gland Pharma Vizag Facility Receives 3 USFDA Observations

In a recent development, the Gland Pharma facility in Vizag underwent a pre-approval inspection by the US Food and Drug Administration (USFDA) for Sterile APIs, located at JNPC in Visakhapatnam from February 19 to...
seb-tightens-norms-for-related-party-transactions-and-auditors

SEBI Tightens Norms for Related Party Transactions and Auditors

SEBI Proposes Stricter Regulations for Related Party Transactions and AuditorsIn a recent move to enhance transparency and accountability in corporate dealings, the Securities and Exchange Board of India (SEBI) has introduced a more stringent...
religare-enterprises-refutes-proxy-advisory-firm-claims

Religare Enterprises refutes proxy advisory firm claims

Religare Enterprises Disputes Proxy Advisory Firm AllegationsReligare Enterprises, a prominent financial services company, finds itself embroiled in controversy as it refutes claims made by proxy advisory firm InGovern against its chairperson, Dr. Rashmi Saluja....
sebi-ssues-warning-to-ola-electric-for-breaching-disclosure-norms

Sebi Issues Warning to Ola Electric for Breaching Disclosure Norms

Sebi Issues Warning to Ola Electric for Breaching Disclosure NormsIn a recent development, the Securities and Exchange Board of India (Sebi) has issued a stern warning to Ola Electric Mobility for violating disclosure norms....

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